Brokerage and RIA CCO

ARQ

100-1000 employees, Growth
Location: New York, New York · New York
Salary Range: Not specified
Source: Sequoia
Posted: Oct 27, 2026
Found: Oct 28, 2026

Job Description

Department: Legal & Compliance

Skills & Keywords

RIA, Service, FINRA, Securities, Marketing, AML, Compliance, SEC, Escalation, Trading Systems, Interviews, Quality Assurance, Cross-functional Team Leadership, Series 24
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